Research Library
In a single, convenient location, quickly and accurately access all pertinent regulations, legislation and updated rulebooks. This intuitive, relevant and reliable on-line tool will help you search quickly, browse easily, be alerted to regulatory changes and manipulate the content to match your personal workflow needs. Stay up-to-date on developments and take action with expert guidance.
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Regulatory Portal
The Regulatory Portal keeps you up to date on regulatory changes with daily personalized updates, dashboards and research capabilities. Improve your workflow with a structured and comprehensive view of regulatory change.
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Risk and Controls
OneSumX GRC provides senior executives with a cross-silo view of enterprise risk. Featuring high-level reports, interactive dashboards and multi-risk discipline support, the solution is leveraged to support decision making and resource allocation. At the same time the tool makes it easy for department managers and operational units to enter the information that drives those decisions, from simple risk assessments to control attestations and testing.
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Policies and Procedures
Assemble, revise and distribute policy manuals with flexibility, transparency, and accountability. Incorporate continuously updated content and best practices to maintain compliance with current regulations.
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P&P- Broker Dealers
P&P- Compliance Program
P&P- Insurance Platform
P&P- Investment Advisers
P&P- Platform
P&P- Safety & Soundness Program
P&P- UK/Europe Platform
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Contact Us
If you have a general enquiry and would like to know more about our product, please click here.
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Free Trial
Sign up to a free trial of our regulatory intelligence platform for information on the latest regulations and in-depth analysis.
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